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A.T. Financial Group Inc.

加拿大

成立于

1990 (36 年)

成立

最后在线: 最近无活动

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受监管的

TrustFinance

(968 评论)

Singapore

2020

(5 年)

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该公司目前未经证实.

请注意潜在风险！

牌照

甲級牌照

由全球知名监管机构颁发，这些许可证通过严格的合规性、资金隔离、保险和定期审计，确保最高程度的交易者保护。争议解决和遵守 AML/CTF 标准进一步提高了安全性。

B 級牌照

由受尊敬的区域监管机构授予，这些许可证提供强大的安全措施，例如资金隔离、财务报告和补偿计划。虽然没有等级 1 那么严格，但它们提供可靠的区域保护。

C 級牌照

由新兴市场的监管机构颁发，这些许可证提供基本保护，例如最低资本要求和 AML 政策。监管较不严格，因此交易者应谨慎行事并验证安全措施。

D 級牌照

来自监管最少的司法管辖区，这些许可证通常缺乏关键保护，例如资金隔离和保险。虽然它们对运营弹性很有吸引力，但它们对交易者构成较高的风险。

公司資料

了解 A.T. Financial Group Inc.

公司資料

了解 A.T. Financial Group Inc.

Founded in 1982 by Art Telling, A.T. Financial Group Inc. is a financial services company based in British Columbia, Canada. The firm focuses on providing comprehensive wealth management solutions, including retirement planning, tax and estate planning, investment management, and insurance services for individuals and families. For businesses, they offer specialized services such as group benefits, group retirement plans, and business succession planning. Their stated mission is to bring clarity, confidence, and capability to their clients' financial futures through personalized strategies.

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金融财富管理主要
金融其他服务
外汇零售经纪人

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公司資料

了解 A.T. Financial Group Inc.

公司資料

了解 A.T. Financial Group Inc.

Founded in 1982 by Art Telling, A.T. Financial Group Inc. is a financial services company based in British Columbia, Canada. The firm focuses on providing comprehensive wealth management solutions, including retirement planning, tax and estate planning, investment management, and insurance services for individuals and families. For businesses, they offer specialized services such as group benefits, group retirement plans, and business succession planning. Their stated mission is to bring clarity, confidence, and capability to their clients' financial futures through personalized strategies.

行业

金融财富管理主要
金融其他服务
外汇零售经纪人

软件

没有可用的数据

看起来这个部分是空的。请尽快回来获取更新！

联络

社交

公司尚未更新其信息。

新聞

TrustFinance 情報機構

研究日期: 4月 28, 2026

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for failures in anti-money laundering controls and supervision related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, did not adequately monitor transactions and failed to detect suspicious activity despite multiple red flags. FINRA noted deficiencies in the firms' supervisory systems and procedures from March 2019 to August 2021, leading to inadequate compliance with regulatory requirements. The firms have agreed to the sanctions without admitting wrongdoing and claim to have since remediated the issues identified.

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for failures in anti-money laundering controls and supervision related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, did not adequately monitor transactions and failed to detect suspicious activity despite multiple red flags. FINRA noted deficiencies in the firms' supervisory systems and procedures from March 2019 to August 2021, leading to inadequate compliance with regulatory requirements. The firms have agreed to the sanctions without admitting wrongdoing and claim to have since remediated the issues identified.

A brokerage firm is a financial intermediary that connects buyers and sellers to facilitate transactions in various financial assets, earning revenue through commissions and fees. There are different types of brokerages: full-service brokerages provide a wide range of services and charge fees, while discount brokerages and robo-advisors offer lower-cost options. Independent brokerages can recommend a broader selection of products, while captive brokerages are limited to their affiliated products. Understanding the differences in service levels, fee structures, and fiduciary standards is crucial for investors when selecting a brokerage firm.

A brokerage firm is a financial intermediary that connects buyers and sellers to facilitate transactions in various financial assets, earning revenue through commissions and fees. There are different types of brokerages: full-service brokerages provide a wide range of services and charge fees, while discount brokerages and robo-advisors offer lower-cost options. Independent brokerages can recommend a broader selection of products, while captive brokerages are limited to their affiliated products. Understanding the differences in service levels, fee structures, and fiduciary standards is crucial for investors when selecting a brokerage firm.

The New York Tax Appeals Tribunal ruled in favor of Jefferies Group LLC regarding the treatment of cash on hand and investment income, allowing it to classify cash collateral from securities lending as investment capital. The Tribunal also disagreed with the New York Division of Taxation's methods for sourcing broker-dealer receipts and disallowed the rejection of significant portions of Jefferies' investment tax credits and employment incentive credits. This decision has broader implications for all New York corporate taxpayers, especially those in the financial services sector.

The New York Tax Appeals Tribunal ruled in favor of Jefferies Group LLC regarding the treatment of cash on hand and investment income, allowing it to classify cash collateral from securities lending as investment capital. The Tribunal also disagreed with the New York Division of Taxation's methods for sourcing broker-dealer receipts and disallowed the rejection of significant portions of Jefferies' investment tax credits and employment incentive credits. This decision has broader implications for all New York corporate taxpayers, especially those in the financial services sector.

The J.D. Power 2024 U.S. Financial Advisor Satisfaction Study reveals that Stifel Financial Corp. ranks highest in overall satisfaction among employee advisers, while Commonwealth Financial Group Inc. leads among independent advisers. The study, which surveyed over 4,000 financial advisers, indicates that employee adviser satisfaction has increased significantly due to improvements in compensation and support, while independent adviser satisfaction has declined due to leadership issues. The findings highlight the impact of company culture and leadership on adviser retention and satisfaction.

The J.D. Power 2024 U.S. Financial Advisor Satisfaction Study reveals that Stifel Financial Corp. ranks highest in overall satisfaction among employee advisers, while Commonwealth Financial Group Inc. leads among independent advisers. The study, which surveyed over 4,000 financial advisers, indicates that employee adviser satisfaction has increased significantly due to improvements in compensation and support, while independent adviser satisfaction has declined due to leadership issues. The findings highlight the impact of company culture and leadership on adviser retention and satisfaction.

PNC Bank has announced its acquisition of Ambassador Financial Group, a broker-dealer based in South Whitehall Township. The financial terms of the deal were not disclosed, and it is subject to review by the Financial Industry Regulatory Authority. The acquisition is expected to close in April and will allow PNC to enhance its advisory services and product offerings in capital markets for financial institutions. Ambassador, which has been operating for 13 years, will become a subsidiary of PNC Bank, and its current employees are expected to remain with the company.

PNC Bank has announced its acquisition of Ambassador Financial Group, a broker-dealer based in South Whitehall Township. The financial terms of the deal were not disclosed, and it is subject to review by the Financial Industry Regulatory Authority. The acquisition is expected to close in April and will allow PNC to enhance its advisory services and product offerings in capital markets for financial institutions. Ambassador, which has been operating for 13 years, will become a subsidiary of PNC Bank, and its current employees are expected to remain with the company.

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新聞

TrustFinance 情報機構

研究日期: 4月 28, 2026

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for failures in anti-money laundering controls and supervision related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, did not adequately monitor transactions and failed to detect suspicious activity despite multiple red flags. FINRA noted deficiencies in the firms' supervisory systems and procedures from March 2019 to August 2021, leading to inadequate compliance with regulatory requirements. The firms have agreed to the sanctions without admitting wrongdoing and claim to have since remediated the issues identified.

A brokerage firm is a financial intermediary that connects buyers and sellers to facilitate transactions in various financial assets, earning revenue through commissions and fees. There are different types of brokerages: full-service brokerages provide a wide range of services and charge fees, while discount brokerages and robo-advisors offer lower-cost options. Independent brokerages can recommend a broader selection of products, while captive brokerages are limited to their affiliated products. Understanding the differences in service levels, fee structures, and fiduciary standards is crucial for investors when selecting a brokerage firm.

The New York Tax Appeals Tribunal ruled in favor of Jefferies Group LLC regarding the treatment of cash on hand and investment income, allowing it to classify cash collateral from securities lending as investment capital. The Tribunal also disagreed with the New York Division of Taxation's methods for sourcing broker-dealer receipts and disallowed the rejection of significant portions of Jefferies' investment tax credits and employment incentive credits. This decision has broader implications for all New York corporate taxpayers, especially those in the financial services sector.

The J.D. Power 2024 U.S. Financial Advisor Satisfaction Study reveals that Stifel Financial Corp. ranks highest in overall satisfaction among employee advisers, while Commonwealth Financial Group Inc. leads among independent advisers. The study, which surveyed over 4,000 financial advisers, indicates that employee adviser satisfaction has increased significantly due to improvements in compensation and support, while independent adviser satisfaction has declined due to leadership issues. The findings highlight the impact of company culture and leadership on adviser retention and satisfaction.

PNC Bank has announced its acquisition of Ambassador Financial Group, a broker-dealer based in South Whitehall Township. The financial terms of the deal were not disclosed, and it is subject to review by the Financial Industry Regulatory Authority. The acquisition is expected to close in April and will allow PNC to enhance its advisory services and product offerings in capital markets for financial institutions. Ambassador, which has been operating for 13 years, will become a subsidiary of PNC Bank, and its current employees are expected to remain with the company.

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A.T. Financial Group Inc.

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