Founded in 1996, TCFS & Associates Inc. is a specialized consulting firm dedicated to navigating the complex regulatory landscape of the Canadian financial services industry. The company provides comprehensive compliance solutions to Exempt Market Dealers (EMDs), Investment Fund Managers (IFMs), and Portfolio Managers (PMs). Their services cover the entire compliance lifecycle, from initial firm registration and individual licensing with securities commissions to developing customized compliance manuals, conducting audits, and offering ongoing support to ensure adherence to Canadian securities laws and regulations.

Founded in

United States