Founded to support the dynamic needs of the investment management community, AdvisorAssist, LLC is a leading consulting firm dedicated to serving registered investment advisers (RIAs) and other financial firms. The company offers a comprehensive suite of services designed to help advisers navigate the complex regulatory landscape and optimize their business operations. Key services include RIA registration with the SEC and state regulators, development and implementation of customized compliance programs, outsourced Chief Compliance Officer (CCO) support, and strategic guidance on mergers, acquisitions, and succession planning.

Founded in

United States