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United States
2004 (22 Years)
Last online: No recent activity
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This company is currently Unproved.
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License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know The Rice Financial Group
Company Information
Get to know The Rice Financial Group
Founded in 1993 by J. Donald Rice, Jr., The Rice Financial Group was a highly respected investment banking firm with a primary focus on underwriting municipal bonds for state and local governments. As one of the leading minority-owned firms in the United States, it played a significant role in public finance, consistently ranking among the top firms for underwriting municipal securities. In 2019, The Rice Financial Group merged with The Williams Capital Group, L.P. to form Siebert Williams Shank & Co., LLC, creating the nation’s top-ranked minority- and women-owned investment banking firm.
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