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Office: 63 Chulia Street, OCBC Centre East, #15-01, Singapore, 049514
Main contacts:
[email protected]-Technical supports and inquiries
[email protected]-Free online reputation consulting services
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Business Hours: Mon. - Fri. (11.00-19.00)
Time zone (Singapore)
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TrustFinance is trustworthy and accurate information you can rely on. If you are looking for financial business information, this is the place for you. All-in-One source for financial business information. Our priority is our reliability.

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navigate nextBrokernavigate next Oakwood Capital Securities, Inc.

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Oakwood Capital Securities, Inc.

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United States

Founded in

1987 (39 Years)

Founded

Last online: No recent activity


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OVERALL SCORE
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Markets.com

Markets.com

(326 reviews)

foundedInUnited States

2008

(18 years)

Security Information :

FSCA

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

Company Information

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Company Information

Get to know Oakwood Capital Securities, Inc.

Oakwood Capital Securities, Inc. (CRD# 121510 / SEC# 8-65135) was a securities brokerage firm based in Beverly Hills, California. The company was registered with the U.S. Securities and Exchange Commission (SEC) and was a member of the Financial Industry Regulatory Authority (FINRA), then known as the National Association of Securities Dealers (NASD). Its primary business involved acting as a broker-dealer for securities. The firm's history is marked by regulatory actions, culminating in its expulsion from FINRA membership in 2005 for failure to pay fines and costs, effectively ending its operations.

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Industry

  • Stock BrokerPRIMARY
  • Financial Other Service

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