Oakwood Capital Securities, Inc. (CRD# 121510 / SEC# 8-65135) was a securities brokerage firm based in Beverly Hills, California. The company was registered with the U.S. Securities and Exchange Commission (SEC) and was a member of the Financial Industry Regulatory Authority (FINRA), then known as the National Association of Securities Dealers (NASD). Its primary business involved acting as a broker-dealer for securities. The firm's history is marked by regulatory actions, culminating in its expulsion from FINRA membership in 2005 for failure to pay fines and costs, effectively ending its operations.

Founded in

United States