Company Information

Get to know financial practice management corp.

Founded in 1999 by three independent financial advisors, Financial Practice Management, Inc. (FPM) was established to provide a supportive and independent environment for other financial professionals. The company operates as both a broker-dealer (member FINRA/SIPC) and an SEC-Registered Investment Advisor (RIA). FPM's core mission is to empower independent financial advisors by offering them the freedom, flexibility, and comprehensive support needed to effectively manage and grow their practices without the pressures of proprietary products or sales quotas.

Industry

Financial Financial AdvisementPRIMARY
Financial Other Service

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financial practice management corp.

United States

Founded in

2004 (22 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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FTD LIMITED

(505 reviews)

British Virgin Islands

2017

(9 years)

Security Information :

BVI FSC

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.