Founded in 2004, Vodicka Group, Inc. is a specialized consulting firm that provides comprehensive services to the financial industry, with a primary focus on broker-dealers. The company offers expertise in areas such as broker-dealer registration and consulting, outsourced FINOP (Financial and Operations Principal) services, regulatory exam and audit support, and Anti-Money Laundering (AML) compliance. Their mission is to assist financial firms in navigating the complex regulatory landscape of the U.S. securities industry, ensuring compliance and operational efficiency.

Founded in

United States