Founded in 2004, Renaissance Regulatory Services, Inc. is a specialized consulting firm dedicated to assisting financial services firms with navigating the complex regulatory landscape. The company offers a comprehensive suite of services including registration with entities like the SEC, FINRA, NFA, and states, as well as ongoing compliance support, risk management, and regulatory examination preparation. Their mission is to provide expert, tailored solutions that allow their clients in the brokerage and investment advisory sectors to maintain regulatory compliance efficiently and effectively.

Founded in

United States