Monmouth Capital Management, LLC was a registered broker-dealer and investment advisory firm founded in 2012. Headquartered in Red Bank, New Jersey, the firm offered brokerage services and investment advice to its clients. However, its history is defined by significant regulatory actions. In 2021, the firm and its owner were charged by the U.S. Securities and Exchange Commission (SEC) for defrauding investors out of millions of dollars through the sale of fictitious securities in a Ponzi-like scheme. The Financial Industry Regulatory Authority (FINRA) subsequently expelled the firm, effectively terminating its operations.

Founded in

United States