Lucia Securities, L.L.C. was a U.S. broker-dealer registered with the Financial Industry Regulatory Authority (FINRA). It operated as the brokerage arm of Lucia Capital Group, a financial advisory and wealth management organization. The firm offered a range of investment products and securities to its clients. Founded by the Lucia family, the firm has a history linked to financial personality Raymond J. Lucia, Sr. The broker-dealer entity faced several regulatory actions during its operation and ceased its FINRA registration in June 2021. The associated advisory business continues to operate under the Lucia Capital Group brand.

Founded in

United States