Legalprise, Inc. is a specialized consulting firm providing regulatory compliance, registration, and business development solutions tailored for the financial services industry. The company assists clients, such as broker-dealers and registered investment advisors (RIAs), with navigating complex regulatory landscapes, including FINRA membership applications, SEC/state registrations, ongoing compliance support, anti-money laundering (AML) audits, and outsourced CCO/FINOP services. Their mission is to offer strategic guidance and practical support to help financial firms establish, maintain, and grow their operations in a compliant manner.

Founded in

United States