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License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know Investor’s Capital Management
Company Information
Get to know Investor’s Capital Management
Founded in 199 Investors Capital Corp. was a full-service, independent broker-dealer and investment advisory firm headquartered in Lynnfield, Massachusetts. It provided a range of financial products and services to retail and institutional clients through a network of independent financial advisors across the United States. The company was acquired by RCAP Holdings (a subsidiary of RCS Capital Corporation) in 2014. Following the acquisition, the firm faced intense regulatory scrutiny over its sales practices, particularly concerning high-risk, non-traded alternative investments. A history of supervisory failures, customer complaints, and an inability to meet its financial obligations ultimately led to its expulsion from the industry by FINRA in 2017.
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