Gordian Compliance Solutions, LLC is a specialized consulting firm dedicated to providing comprehensive regulatory and compliance services to the financial industry. Their team, composed of experienced compliance professionals, former regulators, and attorneys, assists clients such as investment advisers, broker-dealers, and private funds in navigating the complex regulatory landscape. The firm offers a range of services including SEC/State registration, mock regulatory examinations, development of compliance programs, annual compliance reviews, and outsourced Chief Compliance Officer (CCO) support.

Founded in

United States