Elinphant, L.L.C. is a women-owned firm that provides expert compliance, regulatory, and legal support to financial services companies. Founded and staffed by former Chief Compliance Officers (CCOs), regulators, and attorneys, the company offers a range of services including compliance program development, regulatory exam support, risk assessments, and outsourced CCO functions. They specialize in helping broker-dealers, investment advisers, and other financial institutions navigate the complex regulatory landscapes governed by bodies like the SEC and FINRA.

Founded in

United States