Company Information

Get to know Wellington Shields

Wellington Shields & Co. LLC is a New York-based investment firm with a heritage dating back to 1925. As a member of the New York Stock Exchange (NYSE), FINRA, and SIPC, the firm offers a comprehensive range of financial services to individuals, families, and institutions. Its core offerings include wealth management, financial and retirement planning, investment banking, equity research, and institutional sales and trading. The company prides itself on a client-centric approach, emphasizing personal attention and building long-term advisory relationships.

Industry

Financial Wealth ManagementPRIMARY
Financial Banking
Financial Other Service

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Wellington Shields

United States

Founded in

1925 (101 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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FTD LIMITED

(505 reviews)

British Virgin Islands

2017

(9 years)

Security Information :

BVI FSC

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.