社群
TrustFinance 不是持牌金融顧問,也與您所在地區的任何金融機構無關聯。投資前請自行研究。
Luxor Financial Group/Broker Dealer/Registered Investment Adviser Experts
Information by Research TrustFinance
Luxor Financial Group, Inc. was a financial services firm headquartered in Great Neck, New York, that operated as a registered broker-dealer with FINRA (CRD# 124235) and a Registered Investment Adviser (RIA) with the SEC. The firm provided brokerage and investment advisory services to its clients. According to public regulatory records, its registrations with both FINRA and the SEC were terminated in early 2021, and the company ceased operations. The firm had a documented history of regulatory actions from FINRA related to failures in its supervisory systems, reporting, and anti-money laundering programs.
United States
Industry
Stock
Financial