Broad Street Financial, LLC is a full-service, independent broker-dealer headquartered in New York City. Founded with the mission to offer high-level, personalized investment services, the firm caters to a select group of clients including institutions, high-net-worth individuals, and family offices. They operate through two main divisions: the Investment Banking Group, which provides services like M&A advisory and capital raising, and the Private Client Group, which focuses on wealth management and brokerage services. The company emphasizes its independence, which allows it to provide objective advice and solutions tailored to client-specific needs. The firm is a registered member of FINRA and SIPC.

Founded in

United States