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A.T. Financial Group Inc.

加拿大

成立於

1990 (36 年)

成立

最後上線: 最近無活動

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受規管

IUX

(2,283 評論)

Mauritius

2016

(10 年)

安全資訊 :

FSCA

FSC

ASIC

安全資訊

警告

該公司目前未經證實.

請注意潛在風險！

牌照

甲級牌照

由全球知名監管機構頒發，這些許可證透過嚴格的合規性、資金隔離、保險和定期審計，確保最高程度的交易者保護。爭議解決和遵守 AML/CTF 標準進一步提高了安全性。

B 級牌照

由受尊敬的區域監管機構授予，這些許可證提供強大的安全措施，例如資金隔離、財務報告和補償計劃。雖然沒有等級 1 那麼嚴格，但它們提供可靠的區域保護。

C 級牌照

由新興市場的監管機構頒發，這些許可證提供基本保護，例如最低資本要求和 AML 政策。監管較不嚴格，因此交易者應謹慎行事並驗證安全措施。

D 級牌照

來自監管最少的司法管轄區，這些許可證通常缺乏關鍵保護，例如資金隔離和保險。雖然它們對營運彈性很有吸引力，但它們對交易者構成較高的風險。

公司資料

了解 A.T. Financial Group Inc.

公司資料

了解 A.T. Financial Group Inc.

Founded in 1982 by Art Telling, A.T. Financial Group Inc. is a financial services company based in British Columbia, Canada. The firm focuses on providing comprehensive wealth management solutions, including retirement planning, tax and estate planning, investment management, and insurance services for individuals and families. For businesses, they offer specialized services such as group benefits, group retirement plans, and business succession planning. Their stated mission is to bring clarity, confidence, and capability to their clients' financial futures through personalized strategies.

行業

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財務其他服務
外匯零售經紀

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社交

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公司資料

了解 A.T. Financial Group Inc.

Founded in 1982 by Art Telling, A.T. Financial Group Inc. is a financial services company based in British Columbia, Canada. The firm focuses on providing comprehensive wealth management solutions, including retirement planning, tax and estate planning, investment management, and insurance services for individuals and families. For businesses, they offer specialized services such as group benefits, group retirement plans, and business succession planning. Their stated mission is to bring clarity, confidence, and capability to their clients' financial futures through personalized strategies.

行業

財務財富管理主要
財務其他服務
外匯零售經紀

軟件

無可用數據

呢個部分好似係空嘅。快啲返嚟睇更新！

聯絡

社交

公司尚未更新其資訊。

新聞

TrustFinance 情報機構

研究日期: 5月 14, 2026

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for deficiencies in their supervisory and anti-money laundering (AML) controls related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, failed to adequately monitor transactions and detect suspicious activities from March 2019 to August 2021. Issues included weak controls for handling deposits and sales of low-priced securities and insufficient procedures to identify and report suspicious transactions. The firms have agreed to the sanctions without admitting wrongdoing and must certify remediation efforts within 180 days.

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for deficiencies in their supervisory and anti-money laundering (AML) controls related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, failed to adequately monitor transactions and detect suspicious activities from March 2019 to August 2021. Issues included weak controls for handling deposits and sales of low-priced securities and insufficient procedures to identify and report suspicious transactions. The firms have agreed to the sanctions without admitting wrongdoing and must certify remediation efforts within 180 days.

The content explains the role and operation of brokerage firms, which act as intermediaries between buyers and sellers of financial products like stocks and bonds. It discusses different types of brokerages, including full-service, discount, and robo-advisors, detailing their services, fee structures, and target clients. Additionally, it highlights the differences between independent and captive brokerages regarding their product offerings and fiduciary responsibilities. The article emphasizes the importance of understanding these aspects when choosing a brokerage service to meet individual financial needs.

The content explains the role and operation of brokerage firms, which act as intermediaries between buyers and sellers of financial products like stocks and bonds. It discusses different types of brokerages, including full-service, discount, and robo-advisors, detailing their services, fee structures, and target clients. Additionally, it highlights the differences between independent and captive brokerages regarding their product offerings and fiduciary responsibilities. The article emphasizes the importance of understanding these aspects when choosing a brokerage service to meet individual financial needs.

The content provides a comprehensive guide on SageSure Insurance, detailing its insurance ratings, product offerings, financial strength, customer feedback, and overall worthiness for brokers. SageSure, as a Managing General Underwriter (MGU), does not have traditional insurance ratings from major agencies but holds an 'A' rating from the Better Business Bureau. The guide outlines various insurance products offered by SageSure, including homeowners' insurance, landlord insurance, flood insurance, and commercial property insurance. It also highlights customer experiences, noting mixed reviews regarding service and claim handling. Brokers are advised to approach SageSure with caution due to the lack of independent financial ratings and inconsistent customer feedback.

The content provides a comprehensive guide on SageSure Insurance, detailing its insurance ratings, product offerings, financial strength, customer feedback, and overall worthiness for brokers. SageSure, as a Managing General Underwriter (MGU), does not have traditional insurance ratings from major agencies but holds an 'A' rating from the Better Business Bureau. The guide outlines various insurance products offered by SageSure, including homeowners' insurance, landlord insurance, flood insurance, and commercial property insurance. It also highlights customer experiences, noting mixed reviews regarding service and claim handling. Brokers are advised to approach SageSure with caution due to the lack of independent financial ratings and inconsistent customer feedback.

The website provides information about its training data, which is current up to October 2023.

The New York Tax Appeals Tribunal ruled on the case of Jefferies Group LLC & Subsidiaries, affirming the taxpayer's decision to treat cash on hand and deposits as investment capital and interest income as investment income. The Tribunal found that the taxpayer must source broker-dealer receipts based on the mailing address of institutional intermediaries, rejecting the Division of Taxation's approach. Additionally, the Tribunal agreed that significant portions of the taxpayer's investment tax credits and employment incentive credits were improperly disallowed. This ruling has implications for all New York corporate taxpayers, encouraging them to consider the findings in relation to their own tax situations.

The New York Tax Appeals Tribunal ruled on the case of Jefferies Group LLC & Subsidiaries, affirming the taxpayer's decision to treat cash on hand and deposits as investment capital and interest income as investment income. The Tribunal found that the taxpayer must source broker-dealer receipts based on the mailing address of institutional intermediaries, rejecting the Division of Taxation's approach. Additionally, the Tribunal agreed that significant portions of the taxpayer's investment tax credits and employment incentive credits were improperly disallowed. This ruling has implications for all New York corporate taxpayers, encouraging them to consider the findings in relation to their own tax situations.

由TrustFinance AI分析提供

新聞

TrustFinance 情報機構

研究日期: 5月 14, 2026

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for deficiencies in their supervisory and anti-money laundering (AML) controls related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, failed to adequately monitor transactions and detect suspicious activities from March 2019 to August 2021. Issues included weak controls for handling deposits and sales of low-priced securities and insufficient procedures to identify and report suspicious transactions. The firms have agreed to the sanctions without admitting wrongdoing and must certify remediation efforts within 180 days.

The content explains the role and operation of brokerage firms, which act as intermediaries between buyers and sellers of financial products like stocks and bonds. It discusses different types of brokerages, including full-service, discount, and robo-advisors, detailing their services, fee structures, and target clients. Additionally, it highlights the differences between independent and captive brokerages regarding their product offerings and fiduciary responsibilities. The article emphasizes the importance of understanding these aspects when choosing a brokerage service to meet individual financial needs.

The content provides a comprehensive guide on SageSure Insurance, detailing its insurance ratings, product offerings, financial strength, customer feedback, and overall worthiness for brokers. SageSure, as a Managing General Underwriter (MGU), does not have traditional insurance ratings from major agencies but holds an 'A' rating from the Better Business Bureau. The guide outlines various insurance products offered by SageSure, including homeowners' insurance, landlord insurance, flood insurance, and commercial property insurance. It also highlights customer experiences, noting mixed reviews regarding service and claim handling. Brokers are advised to approach SageSure with caution due to the lack of independent financial ratings and inconsistent customer feedback.

The website provides information about its training data, which is current up to October 2023.

The New York Tax Appeals Tribunal ruled on the case of Jefferies Group LLC & Subsidiaries, affirming the taxpayer's decision to treat cash on hand and deposits as investment capital and interest income as investment income. The Tribunal found that the taxpayer must source broker-dealer receipts based on the mailing address of institutional intermediaries, rejecting the Division of Taxation's approach. Additionally, the Tribunal agreed that significant portions of the taxpayer's investment tax credits and employment incentive credits were improperly disallowed. This ruling has implications for all New York corporate taxpayers, encouraging them to consider the findings in relation to their own tax situations.

由TrustFinance AI分析提供

A.T. Financial Group Inc.

IUX

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