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办公室: 63 Chulia Street, OCBC Centre East, #15-01, Singapore, 049514
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办公室: 63 Chulia Street, OCBC Centre East, #15-01, Singapore, 049514
主要联系方式:
[email protected]-技术支持和咨询
[email protected]-免费在线声誉咨询服务
[email protected]-销售咨询
营业时间:周一至周五 (11:00-19:00)
时区(新加坡)
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版权所有 © TrustFinance 2022 | V.2.0

TrustFinance是您可以信赖的值得信赖且准确的信息。如果您正在寻找金融商业信息,这里就是您的最佳选择。金融商业信息的一站式来源。我们的首要任务是可靠性。

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Rockfort Markets

不适用

成立于

2017 (9 年)

成立

最后在线: 最近无活动

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FTD LIMITED

FTD LIMITED

(505 评论)

foundedInBritish Virgin Islands

2017

(9 年)

安全信息 :

BVI FSC

安全信息

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该公司目前 未经证实.

请注意潜在风险!

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牌照

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由全球知名监管机构颁发,这些许可证通过严格的合规性、资金隔离、保险和定期审计,确保最高程度的交易者保护。争议解决和遵守 AML/CTF 标准进一步提高了安全性。

B 級牌照

由受尊敬的区域监管机构授予,这些许可证提供强大的安全措施,例如资金隔离、财务报告和补偿计划。虽然没有等级 1 那么严格,但它们提供可靠的区域保护。

C 級牌照

由新兴市场的监管机构颁发,这些许可证提供基本保护,例如最低资本要求和 AML 政策。监管较不严格,因此交易者应谨慎行事并验证安全措施。

D 級牌照

来自监管最少的司法管辖区,这些许可证通常缺乏关键保护,例如资金隔离和保险。虽然它们对运营弹性很有吸引力,但它们对交易者构成较高的风险。

警告报告

警告报告是关于交易活动、账户管理或合规问题的警报记录。它帮助您跟踪交易账户中的潜在风险或问题。

关闭

|

11月 09, 2566

这家经纪公司已关闭。

关闭

|

3月 12, 2024

这家经纪公司已关闭。

公司資料

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了解 Rockfort Markets

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公司資料

了解 Rockfort Markets

Rockfort Markets Limited is a financial services company located in Auckland, New Zealand. The company provides online trading services to retail and institutional clients, offering access to a wide range of global markets including Forex, share CFDs, indices, and commodities. They are a licensed Derivative Issuer regulated by the New Zealand Financial Markets Authority (FMA). Rockfort Markets emphasizes providing a secure and technologically advanced trading environment, offering popular platforms like MetaTrader 4, MetaTrader 5, and Trader Workstation.

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Rockfort Markets 评论

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IUX

88
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XM

84
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FXGT

25
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Deriv

51
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Exness

53
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IUX

88
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84
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FXGT

25
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Deriv

51
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新聞

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TrustFinance 情報機構

研究日期: 10月 14, 2025

The article discusses the High Court case of Rockfort Markets Limited v Financial Markets Authority, focusing on the cancellation of Rockfort's derivatives issuer license due to multiple compliance failures. The FMA identified material contraventions related to governance, client suitability assessments, misleading advertising, and inadequate disclosure. The court upheld the FMA's decision to cancel the license, emphasizing the importance of regulatory compliance and the consequences of failing to address identified issues. The case serves as a cautionary tale for market service licensees about the necessity of maintaining robust compliance frameworks and following through on commitments made to regulators.

The article discusses the High Court case of Rockfort Markets Limited v Financial Markets Authority, focusing on the cancellation of Rockfort's derivatives issuer license due to multiple compliance failures. The FMA identified material contraventions related to governance, client suitability assessments, misleading advertising, and inadequate disclosure. The court upheld the FMA's decision to cancel the license, emphasizing the importance of regulatory compliance and the consequences of failing to address identified issues. The case serves as a cautionary tale for market service licensees about the necessity of maintaining robust compliance frameworks and following through on commitments made to regulators.

The High Court delivered a ruling in the case of Rockfort Markets Limited v FMA, clarifying the standards for appealing decisions made by the Financial Markets Authority (FMA) regarding market services licenses. The court upheld the FMA's cancellation of Rockfort's license due to multiple breaches of obligations under the Financial Markets Conduct Act 2013. Key points include that the appeal process allows the court to substitute its own judgment for that of the FMA, but licensees may find it challenging to prove the FMA erred. The case emphasizes the importance of compliance and investment in robust policies and procedures by licensees.

The High Court delivered a ruling in the case of Rockfort Markets Limited v FMA, clarifying the standards for appealing decisions made by the Financial Markets Authority (FMA) regarding market services licenses. The court upheld the FMA's cancellation of Rockfort's license due to multiple breaches of obligations under the Financial Markets Conduct Act 2013. Key points include that the appeal process allows the court to substitute its own judgment for that of the FMA, but licensees may find it challenging to prove the FMA erred. The case emphasizes the importance of compliance and investment in robust policies and procedures by licensees.

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