Founded in 1986 as National Regulatory Services (NRS), the company has a long history of helping financial services firms navigate the complex regulatory landscape. Now part of the larger COMPLY portfolio, NRS combines technology, consulting, and education to offer a full suite of compliance solutions. Its mission is to provide financial professionals with the tools and expertise necessary to establish and maintain a culture of compliance, covering areas such as SEC and FINRA regulations, registration services, compliance program development, and regulatory filings.

Founded in

United States