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Gilford Securities
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Founded in 1979, Gilford Securities Incorporated was a full-service investment banking and brokerage firm headquartered in New York City. The firm provided a range of financial services, including institutional and retail brokerage, equity research, private placements, and corporate finance advisory. As a registered broker-dealer with the SEC and a member of FINRA and SIPC, it served both individual and institutional clients. The firm's history ended in 2016 when it was expelled by the Financial Industry Regulatory Authority (FINRA) due to significant regulatory and compliance failures.
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