Founded in 2013, The Compliance Exchange Limited is a UK-based regulatory consultancy firm staffed by ex-regulators and senior compliance professionals. The company's mission is to provide practical, high-quality, and cost-effective compliance solutions to financial services firms, particularly those regulated by the Financial Conduct Authority (FCA). They offer a range of services including assistance with regulatory applications, ongoing compliance support, specialist project work (such as CASS audits and financial crime reviews), and staff training, aiming to help clients navigate the complex regulatory landscape effectively.

Founded in

United Kingdom