The ASA Group, Inc. (CRD# 122143) was a financial services firm incorporated in Delaware and headquartered in New York, NY. Operating as a registered broker-dealer, the company engaged in investment banking activities and other brokerage services. Its history is documented within the Financial Industry Regulatory Authority (FINRA) database, which shows its effective registration from 2000 until its official termination on November 20, 2012. The firm's operational history includes a regulatory event in its final year of operation.

Founded in

United States