Founded in 2002, RLR Consultants, LLC is a professional consulting firm specializing in compliance, regulatory, and supervisory solutions for the financial services industry. Comprised of former regulators and seasoned industry professionals, the company assists broker-dealers and registered investment advisers in navigating complex regulatory landscapes. Their services include creating and implementing compliance programs, assisting with FINRA membership applications, conducting Anti-Money Laundering (AML) independent tests, and providing ongoing regulatory support to help clients achieve and maintain compliance.

Founded in

United States