Founded in 1993, Regulatory Consulting Services, LLC (RCS) is a specialized consulting firm dedicated to providing comprehensive compliance and regulatory solutions to the financial services industry. The firm assists clients such as broker-dealers, investment advisers, and other financial institutions with navigating the complex rules of regulatory bodies like the SEC, FINRA, and NFA. Their services include new firm registrations, ongoing compliance support, anti-money laundering (AML) independent testing, annual compliance reviews, and customized consulting projects, aiming to deliver expert and cost-effective solutions.

Founded in

United States