Rapps & Associates, PLLC is a boutique securities law firm dedicated to serving the legal and compliance needs of the financial services industry. The firm represents a diverse clientele, including broker-dealers, investment advisers, hedge funds, and other financial professionals, in matters ranging from regulatory defense and enforcement actions before the SEC and FINRA to compliance consulting and transactional advice. Founded by experienced securities attorneys, the firm prides itself on providing sophisticated, practical, and cost-effective legal solutions tailored to the complex regulatory landscape of the securities market.

Founded in

United States