OGC Advisors provides ongoing legal, compliance, and strategic guidance to investment advisers. Founded by former regulators and in-house attorneys, the firm acts as an outsourced general counsel, offering day-to-day support on a fixed-fee basis. Their services cover areas such as SEC and state registration, compliance program development and testing, regulatory examination support, contract and fund formation, marketing material review, and M&A due diligence. The firm's mission is to offer high-quality, practical, and responsive legal and compliance solutions to the investment management community.

Founded in

Canada