FirstMark Regulatory Solutions is a specialized consulting firm dedicated to providing compliance and registration services for financial entities such as broker-dealers and investment advisers. The company's mission is to offer high-quality, cost-effective support, helping clients navigate the complex regulatory landscape of US agencies like FINRA, the SEC, NFA, and state regulators. Their services range from new firm registration and creating compliance programs to ongoing support and handling regulatory inquiries.

Founded in

United States