The Alexandrite Group, LLC is a specialized consulting firm dedicated to providing comprehensive compliance solutions for broker-dealers and registered investment advisers (RIAs). The firm assists financial services companies with navigating the complex regulatory landscape of authorities like the SEC and FINRA. Their services include new firm registration, developing and implementing compliance programs, risk management, and providing support during regulatory examinations and inquiries. Founded by industry professionals, the company aims to offer practical, business-focused compliance and consulting services tailored to the unique needs of each client.

Founded in

United States