Founded in 2012, Silver Regulatory Associates LLC is a leading compliance consulting firm that serves investment advisers, private funds, and broker-dealers. The firm is composed of a team of senior compliance professionals, including former regulators, CCOs, and compliance directors. Their mission is to provide customized and practical compliance solutions, offering services such as SEC/state registration, mock regulatory exams, annual compliance reviews, and outsourced Chief Compliance Officer (CCO) support to help clients navigate the complex regulatory landscape.

Founded in

United States