Founded by experienced industry professionals, Securities Compliance Advisors, Inc. (SCA) is a specialized consulting firm dedicated to helping financial services firms navigate the complex regulatory landscape. The company offers a comprehensive suite of compliance services, including assistance with SEC and FINRA registration, development of customized compliance programs, mock regulatory examinations, annual compliance reviews, and ongoing consulting support. SCA's mission is to provide practical, effective, and cost-efficient compliance solutions that enable clients to meet their regulatory obligations and focus on their core business.

Founded in

United States