Founded in 2011, RIA Compliance Group, LLC is a compliance consulting firm dedicated to serving the needs of Registered Investment Advisers (RIAs). The firm specializes in providing practical, affordable, and customized compliance solutions to help both new and existing RIAs navigate the complex regulatory landscape of the SEC and state authorities. Their services include new adviser registration, ongoing compliance program support, annual reviews, mock regulatory exams, and advertising reviews.

Founded in

United States