Hardin Compliance Consulting LLC, founded in 2012, is a specialized consulting firm offering comprehensive compliance and regulatory services to the financial sector. Their clients include investment advisers, broker-dealers, private funds, and registered investment companies. The firm was established by former SEC and state regulators along with in-house compliance professionals, aiming to deliver practical, customized compliance solutions. Their services range from SEC/FINRA registration and mock regulatory exams to outsourced Chief Compliance Officer (CCO) support and ongoing compliance program management.

Founded in

United States