ComplySci is the flagship employee compliance solution within the broader COMPLY portfolio, a leading provider of regulatory technology (RegTech) and compliance solutions for the financial services industry. Formed through the combination of several established firms including ComplySci, RIA in a Box, National Regulatory Services (NRS), and illumis, COMPLY offers a comprehensive suite of software, consulting, and education services. The company's mission is to provide a unified, scalable solution that helps registered investment advisers, broker-dealers, private equity firms, and other financial institutions manage the complexities of regulatory compliance, reduce risk, and enhance operational efficiency.

Founded in

United States