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Caldwell International Securities Corporation
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Caldwell International Securities Corporation (CRD#: 104323) was a financial services company registered with the Financial Industry Regulatory Authority (FINRA) to operate as a securities broker-dealer. The firm was based in Texas and offered investment and brokerage services. Its operational history concluded in 2011 when FINRA terminated its membership due to regulatory violations, specifically the failure to pay an arbitration award. The company is now defunct and no longer conducts business.
United States
Industry
Stock
Financial