Founded in 2013 by a team of former Chief Compliance Officers (CCOs) and business executives, C3 Compliance Services LLC offers comprehensive and customized compliance support to the financial services industry. The company specializes in assisting Registered Investment Advisers (RIAs), broker-dealers, and private funds with services such as registration and formation, development and maintenance of compliance programs, mock regulatory exams, and ongoing consulting. Their mission is to provide practical, business-oriented compliance solutions that allow clients to navigate the complex regulatory landscape effectively.

Founded in

United States