RIA Compliance Concepts was a compliance consulting firm dedicated to serving the needs of Registered Investment Advisers (RIAs). The firm specialized in helping RIAs navigate the complex regulatory landscape, offering services such as initial registration, ongoing compliance support, and mock regulatory audits. In 2017, RIA Compliance Concepts was acquired by RIA in a Box, a leading provider of compliance software and services. The acquisition combined RIA Compliance Concepts' expert consulting with RIA in a Box's technology platform, and the company now operates fully under the RIA in a Box brand, which continues the mission of providing comprehensive and efficient compliance solutions to the investment adviser community.

Founded in

United States