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Monmouth Capital
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Monmouth Capital Corp. was a financial services company headquartered in Red Bank, New Jersey, operating as a broker-dealer. The firm provided investment brokerage services to retail clients. However, its history was marked by numerous customer complaints and regulatory actions. In August 2021, the firm was officially expelled by FINRA, the self-regulatory body for the US securities industry, following findings of widespread and systemic misconduct, including churning customer accounts and a failure to pay fines and restitution. The company is now defunct.
United Kingdom
Industry
Stock
Financial