Founded in 2012, KT Compliance Solutions, LLC is a specialized consulting firm dedicated to assisting registered investment advisers (RIAs) with navigating the complex landscape of regulatory compliance. The firm offers a comprehensive suite of services, including RIA registration, development and testing of compliance programs, mock SEC exams, ongoing CCO support, and cybersecurity policy development. Their mission is to provide practical, tailored, and cost-effective compliance solutions that allow financial advisers to focus on their clients and business growth while maintaining a strong culture of compliance.

Founded in

United States