E.J. Sterling, LLC was a full-service investment banking and brokerage firm headquartered in New York City. As a former member of FINRA and SIPC, it provided a range of financial services to both individual and institutional clients. The firm's history is marked by significant regulatory actions, culminating in its expulsion from FINRA in 2018 for multiple violations, including churning customer accounts and making unsuitable recommendations.

Founded in

United States