Founded by experienced compliance professionals, Cygnus Compliance Consulting, Inc. offers a comprehensive suite of regulatory compliance services tailored to the financial industry. The firm specializes in assisting broker-dealers, investment advisers, and private funds with navigating complex regulatory landscapes, including those set by FINRA and the SEC. Their services range from new membership applications and registration to ongoing compliance support, independent anti-money laundering (AML) audits, and regulatory examination assistance, aiming to provide practical and effective compliance solutions.

Founded in

United States