Newgate Compliance Limited

Newgate Compliance is a London-based consultancy that offers a comprehensive suite of regulatory compliance and risk management services tailored for the financial services industry. Their clients include investment managers, private equity and venture capital firms, corporate finance advisors, brokers, and fintech companies. Key services include assistance with FCA authorisation, ongoing compliance support, prudential services, and regulatory hosting (Appointed Representative services). In 2020, Newgate Compliance was acquired by Ocorian, a global leader in corporate and fiduciary services, which has expanded its international reach and service capabilities.