Mazzilli & Associates, P.C. is a boutique law firm based in New York City that provides legal counsel and representation primarily to clients in the financial services sector. The firm's practice is focused on defending broker-dealers, investment advisers, and individuals in investigations and enforcement proceedings brought by the U.S. Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and other state and federal regulators. Their services also include commercial litigation and white-collar criminal defense related to securities matters.

Founded in

United States