Founded in 199 Investors Capital Corp. was a full-service, independent broker-dealer and investment advisory firm headquartered in Lynnfield, Massachusetts. It provided a range of financial products and services to retail and institutional clients through a network of independent financial advisors across the United States. The company was acquired by RCAP Holdings (a subsidiary of RCS Capital Corporation) in 2014. Following the acquisition, the firm faced intense regulatory scrutiny over its sales practices, particularly concerning high-risk, non-traded alternative investments. A history of supervisory failures, customer complaints, and an inability to meet its financial obligations ultimately led to its expulsion from the industry by FINRA in 2017.

Founded in

United States