Founded in 2007, CapitalROCK is a software development company that specializes in creating workflow and compliance solutions for financial services firms. Its flagship product, RightBRIDGE, is a rules-based platform designed to help broker-dealers and Registered Investment Advisers (RIAs) meet regulatory requirements, such as the SEC's Regulation Best Interest (Reg BI). The platform assists financial advisors in product validation, fee rationalization, and documenting recommendations to ensure they act in their clients' best interest.

Founded in

United States