Founded in 2003, Newport Coast Securities, Inc. (CRD# 16944) operated as a full-service investment bank, securities brokerage, and advisory firm headquartered in Irvine, California. The firm provided a range of financial services including private wealth management, investment banking, and trading for individual and institutional clients. However, the company faced numerous regulatory actions throughout its history, culminating in its expulsion from the Financial Industry Regulatory Authority (FINRA) in November 2018 for failure to pay fines and/or costs.

Founded in

United States