Company Information

Get to know WBB Securities LLC

Founded in 2001, WBB Securities, LLC is a FINRA and SIPC member broker-dealer headquartered in New York. The firm operates as a boutique investment bank with a specialized focus on identifying and serving undervalued emerging growth, micro-cap, and small-cap companies. Its primary services include private placements of debt and equity, mergers and acquisitions (M&A) advisory, fairness opinions, and strategic consulting to help its clients achieve their financial and strategic objectives.

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WBB Securities LLC

United States

Founded in

2001 (25 Years)

Founded

Last online: No recent activity

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Markets.com

(327 reviews)

United States

2008

(18 years)

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.