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India
2021 (5 Years)
Last online: No recent activity
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This company is currently Unproved.
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License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know Uptik Financial Services LLP
Company Information
Get to know Uptik Financial Services LLP
Uptik Financial Services LLP is a financial advisory firm based in Mumbai, India, dedicated to helping individuals and families achieve their financial goals. The company focuses on providing comprehensive and customized financial planning, investment advisory, wealth management, and insurance planning services. Their mission is to offer unbiased advice and build long-term relationships with clients by simplifying complex financial decisions and creating robust investment portfolios. They are an AMFI (Association of Mutual Funds in India) registered Mutual Fund distributor.
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