Company Information

Get to know Resolution Compliance

Founded in 2015, Resolution Compliance Limited is a firm authorised and regulated by the Financial Conduct Authority (FCA) that offers comprehensive compliance solutions to the financial services industry. The company's core business revolves around providing an Appointed Representative (AR) "umbrella" service, which allows new and existing firms to conduct regulated activities under Resolution's principal authorisation. They also offer expert support for firms seeking direct FCA authorisation, ongoing compliance consulting, and regulatory guidance to a diverse client base that includes investment advisers, fund managers, corporate finance boutiques, brokers, and fintech companies.

Industry

Financial Legal ServicePRIMARY
Financial Insurance
Financial Other Service

Contact

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Resolution Compliance

United Kingdom

Founded in

2012 (14 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

Others

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Reviews

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TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.

Regulated

Recommended

(73 reviews)

Cyprus

2009

(17 years)

Security Information :

CySEC

FSCA

DFSA

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.